Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
25 advisors
Number of Clients
1,538 clients
Average Client Portfolio
$114K average
Assets Under Management
$176.0M

Fee Structure

Minimum Investment:$10K
Financial Planning:Included in AUM fee
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $500K2.15%
$500K - $1.0M2.05%
$1.0M - $2.5M1.80%
$2.5M+1.80%

Fees are negotiable for amounts over $2.5 million.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
Financial Plan Fee:Up to $10,000
Hourly Rate:Up to $400/hr

Financial planning fees are either fixed (up to $10,000) or hourly (up to $400). Portfolio management fees are based on a percentage of assets under management, as detailed in the fee table. There is also an annual $35 fee for portfolio aggregation software, waived for accounts under $5,000. Clients managing assets through Portfolio Medics, LLC are subject to a 2.60% annual management fee. Fees are negotiable.

Areas of Practice
Investment ManagementRetirement PlanningInsurance PlanningEducation PlanningFinancial Planning & Coaching
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Advisor Information

Office location

317 State Street, Guthrie Center, IA, 50115

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Regulatory History (1)
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Financial
June 2016
Final
Other Business ActivitiesSells Insurance

Jimmy works as an independent contractor brokering non-registered insurance products with outside carriers. This activity takes a few hours per week and occurs during securities trading hours.

Employment History
Current Registrations
Aegis Wealth Management, INC.
June 2021 - Present · 4 yrs 7 mos
Previous Registrations
Eagle Strategies LLC
June 2020 - June 2021 · 1 yr
Nylife Securities LLCBroker
April 2020 - June 2021 · 1 yr 2 mos
Prudential Financial Planning Services
January 2020 - April 2020 · 3 mos
Pruco Securities, LLC. Broker
January 2020 - April 2020 · 3 mos
Ptf Investment Advisors, INC.
January 2019 - January 2020 · 1 yr
J.P. Morgan Securities LLC
September 2017 - September 2018 · 1 yr
J.P. Morgan Securities LLC Broker
September 2017 - September 2018 · 1 yr
Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker
August 2015 - September 2017 · 2 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 2015 - September 2017 · 2 yrs 1 mo
Edward Jones
January 2015 - August 2015 · 7 mos
Edward Jones Broker
September 2014 - August 2015 · 11 mos
State Registrations1 state
CA
Advisor
Exams
No exam information available for this advisor.