Aaron Edwin Smith

Merrill Lynch, Pierce, Fenner & Smith Incorporated

3 Years of Experience

View SEC Summary

Firm Information

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Compensation

Commission-BasedFee-Only (AUM)Fixed/Hourly

Number of Advisors

24628 advisors

Number of Clients

1,738,212 clients

Average Client Portfolio

$869K average

Assets Under Management

$1511.1B

Fee Structure

The Program fee is based on the totality of the services and is negotiable depending on a number of factors.

View Full Brochure on SEC

Areas of Practice

Retirement Planning

Advisor Information

Office location

4200 Amon Carter Blvd, Ci Client Services, Fort Worth, TX, 76155

Get directions

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Merrill Lynch, Pierce, Fenner & Smith Incorporated

March 2023 - Present · 2 yrs 10 mos

Merrill Lynch, Pierce, Fenner & Smith Incorporated

December 2022 - Present · 3 yrs 1 mo

Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker

December 2022 - Present · 3 yrs 1 mo

Previous Registrations

Pruco Securities, LLC. Broker

October 2014 - January 2015 · 3 mos

State Registrations53 states

AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY

AdvisorBrokerBoth

Exams

No exam information available for this advisor.