Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Fees are received from third-party money managers and investment management platforms for asset management services, and fixed or hourly fees for financial planning services. Financial planning fees range from $50-$300 per hour or a fixed fee of $300 to over $2,000, based on complexity and advisor experience. The maximum annual asset management fee is 1.5%, negotiable based on the money manager, advisor, and account value.
Areas of Practice
Advisor Information
Office location
1290 E Arlington Blvd, Suite 126, Greenville, NC, 27858
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No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Brooks is the owner and investment advisor representative at Southern Tier Wealth Management, focusing on financial planning and spending about three-quarters of his time there. He also owns Southern Tier Consulting, where he works as an insurance agent providing life and annuity services, dedicating about a quarter of his time to this role.