Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
15 advisors
Number of Clients
932 clients
Average Client Portfolio
$1.7M average
Assets Under Management
$1.6B

Fee Structure

Hourly Rate:$100 - $500/hr

Investment supervisory and portfolio management fees range from 0.1% to 2% of assets under management, or a fixed fee from $250 to $10,000. Financial planning fees are either hourly ($100-$500/hour) or fixed, depending on the services and complexity. The firm may reduce or waive the hourly fee and/or the minimum fixed fee if a financial planning client chooses to engage them for portfolio management services.

Areas of Practice
Investment ManagementFinancial Planning & CoachingTax PlanningEstate PlanningRetirement PlanningInsurance Planning
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Advisor Information

Office location

80 S 8th Street Suite 900, Minneapolis, MN, 55402

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Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
September 2020
Employment History
Current Registrations
Capital Management Associates INC
April 2021 - Present · 4 yrs 9 mos
Capital Management Securities, INC.Broker
April 2021 - Present · 4 yrs 9 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
April 2017 - September 2020 · 3 yrs 5 mos
Wells Fargo Clearing Services, LLC Broker
April 2017 - September 2020 · 3 yrs 5 mos
Edward Jones
December 2014 - April 2017 · 2 yrs 4 mos
Edward Jones Broker
December 2014 - April 2017 · 2 yrs 4 mos
State Registrations1 state
MN
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Fong Her - Financial Advisor | AdvisorDiscover