AQ

Ariel Saul Rosero Quinteros

9 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
231 advisors
Number of Clients
19,012 clients
Average Client Portfolio
$1.6M average
Assets Under Management
$30.1B

Fee Structure

Prime Capital Financial offers various fee structures depending on the service. Asset management fees are charged either as part of a wrap fee program (advisory and transaction costs combined) or on a transaction-based pricing model (advisory fees plus separate transaction costs). They also offer financial planning and business consulting services, the fees for which are not detailed in this brochure. Minimum investment amounts are required, but the specific amount is not stated in this brochure.

Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingBusiness Owners
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Advisor Information

Office location

6201 College Blvd., Suite #150, Overland Park, KS, 66211

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Ariel works for Amazon Flex and Instacart delivering packages and groceries, dedicating about 10-20% of their time to each. Ariel also works full-time at Prime Capital Investment Advisors performing administrative duties.

Employment History
Current Registrations
Prime Capital Financial
May 2024 - Present · 1 yr 8 mos
Private Client Services, LLC Broker
January 2024 - Present · 2 yrs
Previous Registrations
Goldman Sachs & CO. LLC Broker
May 2021 - October 2023 · 2 yrs 5 mos
Legg Mason Investor Services, LLCBroker
February 2017 - May 2021 · 4 yrs 3 mos
Legg Mason Investor Services, LLCBroker
December 2015 - November 2016 · 11 mos
State Registrations1 state
MD
AdvisorBrokerBoth
Exams
No exam information available for this advisor.