TC
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
9 advisors
Number of Clients
1,434 clients
Average Client Portfolio
$174K average
Assets Under Management
$250.1M
Fee Structure
Minimum Investment:$10K
Financial Planning:Included in AUM fee
Fees for asset management services are based on a percentage of assets under management, not exceeding 1.5%, and are negotiable. AE Wealth Management retains 0.40% of assets under management. The firm requires a minimum of $10,000 for asset management services, which can be aggregated across household accounts. Clients may incur charges imposed by third parties, such as mutual fund fees.
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningEducation PlanningReal Estate InvestingHigh Net Worth
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Advisor Information
Office location
125 Collin Drive, Harrodsburg, KY, 40330
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Fwg Investments, LLC
July 2022 - Present · 3 yrs 6 mos
Previous Registrations
Raymond James Financial Services Advisors, INC
October 2019 - June 2022 · 2 yrs 8 mos
Raymond James Financial Services, INC.Broker
August 2019 - June 2022 · 2 yrs 10 mos
State Registrations6 states
INKYNCSCTXWV
Advisor
Exams
No exam information available for this advisor.