Courtney Cook Swan
Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $50K | 0.50% |
| $50K - $100K | 0.40% |
| $100K - $250K | 0.30% |
| $250K+ | 0.20% |
Fees may be waived for the first 90 days after automatic enrollment.
Fee Estimator
The Retirement Advice Service charges an annual advisory fee based on the following schedule: 0.50% on the first $50,000, 0.40% on the next $50,000, 0.30% on the next $150,000, and 0.20% on amounts over $250,000. For example, a participant with an account balance of $130,000 will be charged $540 annually. The fee is payable monthly in arrears and deducted directly from the participant's plan account. The advisory fee shall be waived for the first ninety (90) days following automatic enrollment in the Service.
Areas of Practice
Advisor Information
Office location
200 Berkeley Street, Boston, MA, 02116
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Courtney owns rental property and acts as landlord, receiving rental income and maintaining the property since February 2025. This activity requires minimal time.