Firm Information

Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Number of Advisors
531 advisors
Number of Clients
26,942 clients
Average Client Portfolio
$395K average
Assets Under Management
$10.6B

Fee Structure

This firm offers financial planning and portfolio management services. The fees for these services are not listed in this section of the brochure. Contact the firm directly for more information.

Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingEstate PlanningTax PlanningInsurance Planning
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Advisor Information

Office location

505 5th St., # 100, Sioux City, IA, 51101

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Gregory owns multiple rental properties, either directly or through various LLCs and LLPs, and acts as a real estate sales/rental properties/property manager. He is also a Vice President and Agent (non-variable insurance) for Legacy Financial, LLC, and an Investment Advisor Representative for RDA Financial Network.

Employment History
Current Registrations
Rda Financial Network
June 2017 - Present · 8 yrs 7 mos
Previous Registrations
United Planners' Financial Services of America a Limited Partner Broker
June 2017 - January 2020 · 2 yrs 7 mos
Robert W. Baird & CO. Incorporated
August 2015 - December 2016 · 1 yr 4 mos
Robert W. Baird & CO. Incorporated Broker
March 2015 - December 2016 · 1 yr 9 mos
State Registrations10 states
CADCFLIAMAMDMNNESDTX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.