BS
Firm Information
Compensation
Fee-Only (AUM)
Number of Advisors
54 advisors
Number of Clients
1 client
Average Client Portfolio
$3.1M average
Assets Under Management
$3.1M
Fee Structure
This brochure describes UMBFSI’s advisory services. Please refer to the Managed Account Solutions Program Fees section below for additional information about fees associated with your account.
Areas of Practice
Investment Management
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Advisor Information
Office location
1670 Broadway, Denver, CO, 80202
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Brad is a licensed agent for UMB Insurance, selling fixed rate insurance products and services, dedicating a few hours per week. He also works as a financial services professional for UMB Bank, providing investment management services, which takes nearly full-time.
Employment History
Current Registrations
Umb Financial Services, INC.
March 2017 - Present · 8 yrs 10 mos
Umb Financial Services, INC. Broker
March 2017 - Present · 8 yrs 10 mos
Umb Financial Services, INC.
March 2015 - Present · 10 yrs 10 mos
State Registrations1 state
CO
AdvisorBrokerBoth
Exams
No exam information available for this advisor.