DG

David C Grados

10 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
76 advisors
Number of Clients
45 clients
Average Client Portfolio
$7.2B average
Assets Under Management
$322.1B

Fee Structure

Financial Planning:Investment management only

PGIM Investments receives fees and/or cost reimbursements for research and recommendation services provided to affiliated insurance companies. For PGIM Model Portfolios, they receive a management fee for managing the assets of the underlying PGIM mutual funds and PGIM ETFs, if any, that are included in the portfolios. PGIM Investments does not directly charge a fee to any Third-Party Advisors or the clients of any Third-Party Advisors for accessing the PGIM Model Portfolios on the Third-Party Platform(s).

Areas of Practice
Investment Management
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Advisor Information

Office location

Los Angeles, CA

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Pgim Investments LLC
March 2017 - Present · 8 yrs 10 mos
Prudential Investment Management Services LLC
March 2017 - Present · 8 yrs 10 mos
Prudential Investment Management Services LLCBroker
March 2017 - Present · 8 yrs 10 mos
Previous Registrations
Morgan Stanley
March 2016 - February 2017 · 11 mos
Morgan Stanley Broker
March 2016 - February 2017 · 11 mos
AXA Advisors, LLC Broker
April 2015 - October 2015 · 6 mos
State Registrations2 states
CANJ
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
David C Grados - Financial Advisor | AdvisorDiscover