PM
Firm Information
Compensation
Fee-Only (AUM)
Number of Advisors
14 advisors
Number of Clients
15,437 clients
Average Client Portfolio
$266K average
Assets Under Management
$4.1B
Fee Structure
Minimum Investment:$1M
Financial Planning:Investment management only
Clients pay various fees based on the selected investment solution. Strategy Plus does not charge platform fees, as fees are paid from the PFG Funds. PFG Funds pay advisory fees (up to 1.25% of NAV), 12b-1 fees (0.00%), and administrative services fees (0.70% of NAV). These fees do not include the Acquired Fund Fees and Expenses (AFFE Fees) of the Underlying Funds.
Areas of Practice
Investment Management
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Advisor Information
Office location
11811 NE First St, Suite 201, Bellevue, WA, 98005
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
The Pacific Financial Group, INC.
April 2017 - Present · 8 yrs 9 mos
Previous Registrations
Eqis Capital Management
June 2016 - February 2017 · 8 mos
Curian Capital, LLC
March 2016 - March 2016 · 0 mos
State Registrations2 states
TNWA
Advisor
Exams
No exam information available for this advisor.