DC
Firm Information
Compensation
Fee-Only (AUM)
Number of Advisors
75 advisors
Number of Clients
105 clients
Average Client Portfolio
$514.1M average
Assets Under Management
$54.0B
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Advisor Information
Office location
One Financial Plaza, 26th Floor, Hartford, CT, 06103
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Dana works as a pet sitter/dog walker through Rover since September 2024. This activity is not investment-related and takes minimal time.
Employment History
Current Registrations
Virtus Investment Advisers, LLC
January 2023 - Present · 3 yrs
Vp Distributors LLC
January 2023 - Present · 3 yrs
Vp Distributors LLCBroker
January 2023 - Present · 3 yrs
Previous Registrations
Dfa Securities LLCBroker
April 2019 - March 2022 · 2 yrs 11 mos
Dimensional Fund Advisors LP
April 2019 - March 2022 · 2 yrs 11 mos
TD Ameritrade, INC.
February 2018 - February 2019 · 1 yr
TD Ameritrade Investment Management, LLC
February 2018 - February 2019 · 1 yr
TD Ameritrade, INC.Broker
February 2018 - February 2019 · 1 yr
Scottrade Investment Management
March 2017 - February 2018 · 11 mos
Scottrade, INC.Broker
September 2015 - February 2018 · 2 yrs 5 mos
State Registrations2 states
CTTX
AdvisorBroker
Exams
No exam information available for this advisor.