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Lucas Albert Whelan

6 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)
Number of Advisors
28 advisors
Number of Clients
739 clients
Average Client Portfolio
$380K average
Assets Under Management
$280.7M

Fee Structure

Minimum Investment:$25K
Minimum Annual Fee:$250

Colliers Securities offers both wrap and non-wrap programs. In the Colliers Director Program (non-wrap), you'll pay an advisory fee that is negotiable up to a maximum of 2.5% annually, billed quarterly. Ticket charges also apply for each transaction. The minimum account size is $25,000, and the minimum annual advisory fee is $250. In the Envestnet and Dana Direct wrap programs, you'll pay an advisory fee to Colliers Securities, plus a program fee to Envestnet or Dana. The advisory fee is negotiable up to a maximum of 2.5% annually, billed quarterly. The Envestnet program fees vary based on the program selected. The Dana Direct program minimum account size is negotiable.

Areas of Practice
Investment ManagementRetirement Planning
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Advisor Information

Office location

90 South Seventh Street, Suite 4300, Minneapolis, MN, 55402

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Colliers Securities LLC
December 2022 - Present · 3 yrs 1 mo
Colliers Securities LLC Broker
December 2022 - Present · 3 yrs 1 mo
Previous Registrations
Cliftonlarsonallen Wealth Advisors, LLC
December 2022 - December 2022 · 0 mos
Cliftonlarsonallen Wealth Advisors, LLC Broker
March 2020 - December 2022 · 2 yrs 9 mos
Piper Jaffray & CO. Broker
July 2017 - September 2018 · 1 yr 2 mos
State Registrations1 state
MN
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Lucas Albert Whelan - Financial Advisor | AdvisorDiscover