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Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
74 advisors
Number of Clients
67,276 clients
Average Client Portfolio
$927K average
Assets Under Management
$62.4B
Fee Structure
Financial Planning:Investment management only
Fees vary based on investment strategy, product type, account size, customization, and services provided, and are negotiated in advance. Investment management fees are typically a percentage of assets under management, billed quarterly. RIM does not charge a fee for model strategies comprised of RIM Advised Registered Funds. Clients may also bear other costs associated with investments.
Areas of Practice
Investment Management
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Advisor Information
Office location
833 E Michigan Street, Suite 850, Milwaukee, WI, 53202
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Russell Investments
November 2023 - Present · 2 yrs 2 mos
Russell Investments Financial Services, LLCBroker
January 2023 - Present · 3 yrs
Russell Investments Financial Services, LLC
January 2023 - Present · 3 yrs
Previous Registrations
Prudential Financial Planning Services
May 2016 - December 2022 · 6 yrs 7 mos
Pruco Securities, LLC. Broker
June 2015 - December 2022 · 7 yrs 6 mos
State Registrations4 states
CAHIWAWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.