AS

Anthony J Seifert

9 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
41 advisors
Number of Clients
978 clients
Average Client Portfolio
$326K average
Assets Under Management
$319.2M

Fee Structure

Minimum Investment:$25K

Fees for asset management services are negotiable, with a maximum annual fee of 2.00%. Advisory fees are charged quarterly in arrears based on the portfolio's value. Clients may pay fees directly from their account or by check. A 0.05% annual reporting fee is billed monthly for clients using the Alden COVE platform. The firm generally requires a minimum account size of $25,000, but this may be waived under certain circumstances. Alden offers access to financial planning for a fee, billed as a one-time fee or a monthly retainer.

Areas of Practice
Investment ManagementRetirement Planning
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Advisor Information

Office location

Mount Pleasant, SC

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Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
January 2025
Regulatory
January 2025
Final
Employment Separation After Allegations
March 2022
Customer Dispute
February 2022
Settled
Employment History
Current Registrations
Alden Investment Group
April 2025 - Present · 9 mos
Previous Registrations
Kestra Advisory Services, LLC
May 2022 - February 2025 · 2 yrs 9 mos
Kestra Investment Services, LLCBroker
May 2022 - February 2025 · 2 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker
August 2016 - April 2022 · 5 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 2016 - April 2022 · 5 yrs 8 mos
360 Financial Partners, LLC
February 2016 - August 2016 · 6 mos
Sterne Agee Asset Management, INC.
January 2016 - June 2016 · 5 mos
Sterne Agee Financial Services, INC.Broker
December 2015 - September 2016 · 9 mos
State Registrations5 states
GAMSNCOKSC
Advisor
Exams
No exam information available for this advisor.