CC
CFP

Christopher John Certo

9 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
32 advisors
Number of Clients
567 clients
Average Client Portfolio
$8.0M average
Assets Under Management
$4.5B

Fee Structure

Minimum Investment:$1M
Financial Planning:Included in AUM fee

LNW charges an annual fee based on a percentage of assets under management, ranging from 0.30% to 0.90%. Fees may be subject to an annual minimum. Fee arrangements, schedules, and account minimums are negotiable. Employees and their families may receive discounted fees. LNW may provide investment consulting or financial planning services on a limited engagement or special project basis, with fees set forth in an investment advisory agreement.

Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningCharitable GivingHigh Net Worth
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Advisor Information

Office location

801 Second Avenue, Suite 1600, Seattle, WA, 98104-1564

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Lnw
May 2024 - Present · 1 yr 8 mos
Previous Registrations
Lake Street Advisors
September 2020 - April 2024 · 3 yrs 7 mos
Charles Schwab & Co., INC.
November 2017 - September 2020 · 2 yrs 10 mos
Charles Schwab & Co., INC. Broker
November 2017 - September 2020 · 2 yrs 10 mos
Strategic Advisers, INC.
December 2015 - December 2016 · 1 yr
Fidelity Brokerage Services LLCBroker
August 2015 - December 2016 · 1 yr 4 mos
State Registrations1 state
WA
Advisor
Exams
No exam information available for this advisor.
Christopher John Certo - Financial Advisor | AdvisorDiscover