Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $50K | 1.50% |
| $50K - $500K | 1.00% |
| $500K - $1.0M | 0.75% |
| $1M+ | 0.75% |
Fees over $1,000,000 are negotiable.
Fee Estimator
Portfolio management fees are based on a percentage of assets managed. For financial planning, the hourly rate is $300 for Investment Adviser Representatives or $150 for Clerical Staff. Fixed financial planning fees range from $500 to $3,000. Ongoing comprehensive financial planning ranges from $100 to $500 per month, in addition to an upfront charge based on the hourly rate.
Areas of Practice
Advisor Information
Office location
9721 Cogdill Road, Suite 101, Knoxville, TN, 37932
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Andrew owns Andrew B Ellis, CPA, LLC, where he prepares tax returns. This takes nearly full-time, with about half of his time occurring during trading hours.