Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $2.0M | 0.80% |
| $2.0M - $5.0M | 0.60% |
| $5M+ | 0.40% |
Fees may be negotiable based upon certain criteria.
Fee Estimator
RSWA's fees are based on assets under management. The firm may also provide investment management services for an annual fixed fee that ranges between $5,000 and $50,000. Financial planning and consulting services are typically included in the investment management fee. However, if extraordinary planning or consulting services are required, a fixed fee ranging from $5,000 to $50,000 may be charged. Clients also incur additional fees from third parties like broker-dealers and custodians.
Areas of Practice
Advisor Information
Office location
82 Running Hill Road, Suite 205, South Portland, ME, 04106
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
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