Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The OMP program has an annualized account fee, which is negotiable between the client and LPLE, with a maximum of 2.50% of the assets in the account. This fee is payable quarterly in advance. The account fee covers asset management, administrative, and custodial services. LPL also assesses a $5 transaction charge on each purchase and sale, but this is waived if an eligible contribution has been made within the previous 365 days. LPL generally requires a minimum account value of $1,000, but eligible contributions are required for accounts below $10,000.
Areas of Practice
Advisor Information
Office location
315 Post Road West, Westport, CT, 06880
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Traci operates Trivium Point Advisory as a DBA for her LPL business and is an IAR for Trivium Point Advisory, LLC, spending about a quarter of her time on the latter. She also engages in non-variable insurance activities through PFP Insurance and Trivium Point Insurance Group, and tax preparation/accounting through Trivium Point Accounting, dedicating minimal time to each.