MB
Firm Information
Compensation
Fee-Only (AUM)
Number of Advisors
6 advisors
Number of Clients
1 client
Average Client Portfolio
$84.1M average
Assets Under Management
$84.1M
Fee Structure
Minimum Investment:None
Financial Planning:Investment management only
The firm receives a portion of the overall basis points charged by the Exchange Traded Funds (ETFs) they manage. Clients will also incur transaction charges for trades executed in their accounts, as well as potential holdings charges imposed by the custodian or the ETF itself.
Areas of Practice
Investment Management
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Advisor Information
Office location
5005 Rockside Road, Suite 1200, Independence, OH, 44131-6829
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Swp Investment Management LLC
May 2024 - Present · 1 yr 8 mos
Strategic Wealth Partners, Ltd.
November 2022 - Present · 3 yrs 2 mos
State Registrations1 state
OH
Advisor
Exams
No exam information available for this advisor.