Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $4.0M | 0.60% |
| $4M+ | 0.30% |
Certain existing clients may be billed under a different fee schedule. For Investment portfolios that fall below $750,000 the fee will be negotiated but in no event will it exceed 2.75% on an annualized basis. At our discretion, we may waive the minimum account size.
Fee Estimator
The annual advisory fee for portfolio management is based on a percentage of assets managed (see table). For investment portfolios that fall below $750,000, the fee will be negotiated but in no event will it exceed 2.75% on an annualized basis. The minimum portfolio size is $750,000, and the minimum annualized fee is $7,500. Hourly consulting fees range from $300 to $5,000 as a fixed fee, or $300 per hour.
Areas of Practice
Advisor Information
Office location
38 Union Wharf, Portland, ME, 04101
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Sara Anne CasaleRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cornerstone Financial Planning, LLC
Previous Registrations
The Ayco Company,l.p.
Mercer Allied Company, L.P.Broker
Goldman Sachs & CO. LLC Broker
State Registrations3 states
Exams
Additional Information
Sara earned her Bachelor of Arts in Political Science from the State University of New York at Geneseo where she also minored in Philosophy.