Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The firm's annual investment management fee varies between 0.50% and 1.80% depending on the market value of assets under management and the type of investment services rendered. Fees can fall outside this range for extraordinary circumstances. Financial planning fees range from $500 to $10,000 on a fixed fee basis, depending on the level and scope of services. Retirement plan consulting fees vary within a general range of 0.24% - 1.00%.
Areas of Practice
Advisor Information
Office location
278 Mill Street, Suite 301, Poughkeepsie, NY, 12601
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Kelsey operates under Marshall & Sterling Wealth Management as a DBA for her LPL business. She is also an IAR with Marshall & Sterling Wealth Advisors, Inc., dedicating full-time hours to providing investment advisory services. Additionally, Kelsey is an insurance agent with Marshall & Sterling Insurance, spending about 10-20% of her time on this activity.