Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $5.0M | 0.70% |
| $5.0M - $20.0M | 0.60% |
| $20.0M - $100.0M | 0.50% |
| $100M+ | 0.40% |
Comprehensive Wealth Management, household AUM of $1 Million or more: 0.70% $1 Million to $5 Million 0.60% Above $5 Million to $20 Million 0.50% Above $20 Million to $100 Million 0.40% Above $100 Million Investment Management Services, household AUM minimum $250,000: 1.00% Up to $1 Million
Fee Estimator
Fees are based on a percentage of assets under management (AUM) and are billed quarterly in arrears. The minimum AUM for new clients is $250,000, but this may be waived at the advisor's discretion. Financial planning services are offered at an hourly rate of $300 for Investment Adviser Representatives and $100 for Client Service Specialists, exclusively to investment management or advisory clients, their family members, and/or their employees. Group 401(k) plans have a separate fee schedule. All fees are negotiable.
Areas of Practice
Advisor Information
Office location
1003 Bishop Street, Suite 1808, Honolulu, HI, 96813
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Scott works part-time as a recreational assistant at the Navy Marine Golf Course, handling tee times, retail sales, and recreational assistance. He also owns rental real estate and employs a property manager to handle renting and maintenance, dedicating minimal time to this.