Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
12486 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Financial Planning:Investment management only

Ameriprise Financial Services offers managed accounts with an ongoing asset-based fee. This fee covers investment advisory services. SPS Advisor accounts also have an Investments and Infrastructure Support Fee. Investment costs related to underlying investments are separate. Additional transaction-related fees may also apply. The asset-based fee is comprised of an Advisory Fee, a Platform Fee, and a Manager Fee. AEIS may receive Third Party Payments from investment costs.

Areas of Practice
Investment Management
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Advisor Information

Office location

100 Summit Lake Dr, Ste 150, Valhalla, NY, 10595

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Ameriprise Financial Services, LLC
April 2021 - Present · 4 yrs 9 mos
Ameriprise Financial Services, LLC Broker
April 2018 - Present · 7 yrs 9 mos
Previous Registrations
J.P. Morgan Securities LLC Broker
April 2016 - November 2017 · 1 yr 7 mos
State Registrations3 states
CTFLNY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.