Firm Information

Compensation
Fee-Only (AUM)
Number of Advisors
40 advisors
Number of Clients
3,655 clients
Average Client Portfolio
$274K average
Assets Under Management
$1.0B

Fee Structure

Minimum Investment:$5K

Fees for advisory programs are bundled and include advisory, technology, administrative, custody, execution, and portfolio management services. The specific fee is in the Statement of Investment Selection and is negotiable. The annual minimum for the firm fee component of the Client Fee ranges from $0 to $150, depending on the Advisory Program. The annual minimum for the custody fee component of the Client Fee ranges from $0 to $100, depending on the Advisory Program. Financial planning services are currently offered without separate charges or fees.

Areas of Practice
Investment ManagementFinancial Planning & Coaching
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Advisor Information

Office location

750 Viking Drive, Reedsburg, WI, 53959

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Associated Investment Services, INC.
February 2017 - Present · 8 yrs 11 mos
Associated Investment Services, INC. Broker
September 2016 - Present · 9 yrs 4 mos
State Registrations5 states
CACOFLILWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.