Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
145 advisors
Number of Clients
22,832 clients
Average Client Portfolio
$754K average
Assets Under Management
$17.2B

Fee Structure

United Capital historically offered wrap fee pricing, which covers an annual advisory fee, operational costs, and execution charges. The maximum annualized rate for the wrap fee is 2.25%. Clients also pay other fees, including embedded product fees, custodian fees, and SEC fees. The wrap fee may vary depending on several factors and is generally determined at the time of initial investment. Wrap fee accounts are no longer available to new clients.

Areas of Practice
Investment ManagementFinancial Planning & Coaching
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Advisor Information

Office location

36921 Cook St, Ste 101, Palm Desert, CA, 92211

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
United Capital Financial Advisors
August 2022 - Present · 3 yrs 5 mos
Previous Registrations
Goldman Sachs & CO. LLC Broker
August 2022 - November 2023 · 1 yr 3 mos
Wells Fargo Clearing Services, LLC Broker
June 2016 - August 2021 · 5 yrs 2 mos
State Registrations1 state
CA
Advisor
Exams
No exam information available for this advisor.