Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
27 advisors
Number of Clients
167 clients
Average Client Portfolio
$2.3M average
Assets Under Management
$378.5M

Fee Structure

Fees are based on a percentage of assets under management, hourly charges, fixed fees, and commissions. All fees are fully disclosed and negotiable. The firm also offers fee-based financial planning services on an hourly or flat fee basis. Clients have the right to rescind the financial planning agreement without penalty within five business days of entering into such a contract. The firm does not dictate a minimum or maximum fee – all fees are reviewed by the compliance staff to confirm the legitimacy of the fees agreed upon.

Areas of Practice
Investment ManagementRetirement PlanningEstate Planning
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Advisor Information

Office location

5793 Widewaters Parkway, Dewitt, NY, 13214

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Regulatory History (1)
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Criminal
April 1991
Final Disposition
Other Business ActivitiesSells Insurance

John is a musician, writer, and producer, receiving royalties. He is also an investment advisor representative with Hazard & Siegel Advisory Services LLC, and a trustee for two family trusts, overseeing family investments. John also sells fixed annuities and life/health insurance, dedicating minimal time to this.

Employment History
Current Registrations
Hazard & Siegel Advisory Services LLC
October 2018 - Present · 7 yrs 3 mos
Hazard & Siegel, INC.Broker
October 2018 - Present · 7 yrs 3 mos
Previous Registrations
Next Financial Group, INC.
September 2016 - September 2018 · 2 yrs
Next Financial Group, INC. Broker
May 2016 - September 2018 · 2 yrs 4 mos
State Registrations3 states
MANYVT
AdvisorBrokerBoth
Exams
No exam information available for this advisor.