JL

James Thomas Leopold

9 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
11 advisors
Number of Clients
418 clients
Average Client Portfolio
$2.7M average
Assets Under Management
$1.1B

Fee Structure

Minimum Investment:$200K
Financial Planning:Included in AUM fee
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $1.0M2.00%
$1.0M - $2.0M1.50%
$2.0M - $5.0M1.00%
$5M+1.00%

Above $5,000,000 fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
Financial Plan Fee:$500 - $100,000

Arkos Global Advisors charges fixed fees for financial planning and consulting, ranging from $500 to $100,000 depending on scope and complexity. Wealth management fees are based on assets under management, following a tiered schedule (see table). Fees are negotiable and may be offset if clients engage the firm for additional investment advisory services. The firm may negotiate a different fee rate for certain client holdings. Minimum household investment amount is $200,000, although exceptions can be made.

Areas of Practice
Financial Planning & CoachingRetirement PlanningTax PlanningEstate PlanningCharitable GivingInsurance PlanningInvestment Management
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Advisor Information

Office location

4400 Post Oak Pkwy, Ste. 1950, Houston, TX, 77027

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Arkos Global Advisors, LLC
September 2021 - Present · 4 yrs 4 mos
Previous Registrations
Prudential Financial Planning Services
January 2018 - July 2021 · 3 yrs 6 mos
Pruco Securities, LLC. Broker
July 2016 - July 2021 · 5 yrs
State Registrations1 state
TX
Advisor
Exams
No exam information available for this advisor.