Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $3.0M | 0.50% |
| $3M+ | 0.25% |
Fees may be waived or reduced based on certain criteria.
Fee Estimator
SPGA charges an annual fee based on assets under management, not exceeding 1.50% annually, including third-party money manager (TPM) fees. This fee may be negotiable, and accounts within the same household may be combined for a reduced fee. Financial planning is included with asset management services, but extraordinary planning may incur additional charges. Standalone financial planning is available on an hourly basis at $150/hour or a fixed fee ranging from $750 to $5,000, based on complexity. DST positions may incur separate fees. Clients may terminate services with 30 days' notice and receive a pro-rata refund.
Areas of Practice
Advisor Information
Office location
11411 NE 124th St, Suite 255, Kirkland, WA, 98034
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Loren is associated with Strategic Benefits Inc. DBA Sound Planning Group, an insurance firm, since 2015. Loren dedicates about half of his time to this role, with duties including client management, office support, para planning, and working as an insurance agent.