AH
CFP

Adam Hardy

5 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
571 advisors
Number of Clients
19,810 clients
Average Client Portfolio
$6.2M average
Assets Under Management
$122.8B

Fee Structure

Financial Planning:Included in AUM fee

Wealth management fees are negotiable, not exceeding 1.50% annually, and based on factors like engagement size and complexity. Financial planning fees are also negotiable and may be flat or included in investment management fees. Additional services have separately agreed-upon fees. Clients pay custodian, broker, and fund fees separately. Cerity Partners may receive revenue sharing from certain private investments, creating a potential conflict of interest.

Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningFinancial Planning & CoachingInsurance PlanningAlternative InvestmentsCharitable Giving
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Advisor Information

Office location

300 E. Business Way, Suite 100A, Cincinnati, OH, 45241

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Cerity Partners LLC
June 2023 - Present · 2 yrs 7 mos
Previous Registrations
Argi Investment Services, LLC
November 2022 - April 2023 · 5 mos
Fidelity Personal and Workplace Advisors
July 2020 - September 2021 · 1 yr 2 mos
Fidelity Brokerage Services LLCBroker
July 2020 - September 2021 · 1 yr 2 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2017 - September 2018 · 11 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker
October 2017 - September 2018 · 11 mos
Citigroup Global Markets INC. Broker
February 2017 - July 2017 · 5 mos
State Registrations1 state
OH
Advisor
Exams
No exam information available for this advisor.