Firm Information

Compensation
Fee-Only (AUM)
Number of Advisors
422 advisors
Number of Clients
17,838 clients
Average Client Portfolio
$362K average
Assets Under Management
$6.5B

Fee Structure

Minimum Investment:$100K

TDPCW offers managed account programs with a single wrap fee covering investment management and trade execution. The wrap fee varies depending on the selected Managed Account Program. Clients also incur certain fees and expenses, such as SEC transaction fees, disclosed in confirmations and account statements. Cash balances in the Managed Account Program account are subject to the applicable TDPCW Managed Account Program Wrap Fees.

Areas of Practice
Investment Management
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Advisor Information

Office location

2301 North Federal Highway, Boca Raton, FL, 33431

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
TD Private Client Wealth LLC
November 2023 - Present · 2 yrs 2 mos
TD Private Client Wealth LLC
November 2023 - Present · 2 yrs 2 mos
TD Private Client Wealth LLC Broker
November 2023 - Present · 2 yrs 2 mos
Previous Registrations
PNC Investments
January 2022 - October 2023 · 1 yr 9 mos
PNC Investments Broker
January 2022 - October 2023 · 1 yr 9 mos
Statetrust Investments INC.Broker
June 2021 - January 2022 · 7 mos
J.P. Morgan Securities LLC Broker
November 2016 - June 2021 · 4 yrs 7 mos
State Registrations3 states
FLNHNY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.