AR
Firm Information
Compensation
Fee-Only (AUM)
Number of Advisors
775 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified
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Advisor Information
Office location
10100 Santa Monica Boulevard, Suite 975, Los Angeles, CA, 90067
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Alfredo owns Fieldsen.com, an e-commerce business selling consumer goods on Amazon, and is the CEO, dedicating a few hours per week. He also works as a consultant for Reyes Consulting, providing general personal finance and technology education, dedicating about 10-20% of his time.
Employment History
Current Registrations
Neuberger Berman Bd LLC
August 2017 - Present · 8 yrs 5 mos
Neuberger Berman Bd LLC
August 2017 - Present · 8 yrs 5 mos
Neuberger Berman Bd LLC Broker
August 2017 - Present · 8 yrs 5 mos
Previous Registrations
LPL Financial LLC Broker
December 2016 - May 2017 · 5 mos
State Registrations23 states
AZCACODEFLGAHIIAIDINMDMENCNMNVNYOKORTXUTVAWAWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.