Firm Information
Compensation
Fee-Only (AUM)Fixed/HourlyFirm Size
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $2.0M | 0.80% |
| $2.0M - $5.0M | 0.60% |
| $5M+ | 0.40% |
Fees may be negotiable based upon certain criteria.
Fee Estimator
RSWA's fees are based on assets under management. The firm may also provide investment management services for an annual fixed fee that ranges between $5,000 and $50,000. Financial planning and consulting services are typically included in the investment management fee. However, if extraordinary planning or consulting services are required, a fixed fee ranging from $5,000 to $50,000 may be charged. Clients also incur additional fees from third parties like broker-dealers and custodians.
Areas of Practice
Advisor Information
Office location
82 Running Hill Road, Suite 205, South Portland, ME, 04106
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Tracey Meyers DaigleRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Robinson Smith Wealth Advisors, LLC
State Registrations1 state
Exams
Additional Information
I am a Financial Advisor and member of Robinson Smith Wealth Advisors, LLC. I also serve as the firm’s Chief Compliance Officer and Service and Operations Manager. I have 20 years of professional experience including office management and business ownership. I have worked for over 8 years in the financial service industry and an additional 6 years in the banking industry. I earned a bachelor’s degree in history from the University of Southern Maine I hold the Certified Financial Planner™ and Investment Advisor Certified Compliance Professional® designations.