Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
SFA offers two fee structures: an All-Inclusive Account (Wrap Fee) and a Non-Inclusive Account (Non-Wrap Fee). Fees are negotiable. The All-Inclusive program includes advisory fees and non-transaction-related fees, while the Non-Inclusive program includes advisory fees and transaction costs. Transaction charges for the Non-Inclusive program are $4.00 per transaction. If you elect to include alternative investments in your account, the custodian will assess an annual fee of $50.00 for the purchase, redemption of registration of the security, in addition to a $35.00 per position for registered securities, or $125.00 for unregistered securities.
Areas of Practice
Advisor Information
Office location
265 Racine Drive, Wilmington, NC, 28403
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Haley is a Community Awareness Coordinator for the Financial Planning Association NexGen and an employee of Dental 401(k) and Allegiance Financial Group Advisory Services. At Allegiance Financial Group Advisory Services, Haley works as a Financial Planner & Integrator full-time.