Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Fees are based on a percentage of assets under management, with a general maximum of 1.75%, but in limited circumstances a firm maximum of 2.00% could be used. Fees are collected monthly or quarterly in arrears, or monthly in advance. Performance-based fees (carried interest) may be charged on certain products to qualified clients, not to exceed 2.00% management fee plus a performance or carry fee not to exceed 25% of the gain in valuation. Clients may also pay custodial, transaction, and other fees.
Areas of Practice
Advisor Information
Office location
Austin, TX
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Cody works as an insurance agent in Texas since 2022, selling various insurance products. This activity takes minimal time.