AT
CFP
Firm Information
Compensation
N/A
Number of Advisors
1230 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified
Fee Structure
Minimum Investment:$500K
SWAI does not enter into agreements directly with clients and does not receive direct compensation from them or negotiate fees with them. Schwab pays SWAI a fee for the investment advice provided to SWA Accounts equal to: (1) the costs and expenses incurred by SWAI in connection with the SWA Program; plus (2) an additional amount of 10% of those costs and expenses.
Areas of Practice
Investment ManagementFinancial Planning & Coaching
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Advisor Information
Office location
Apopka, FL
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Schwab Wealth Advisory, INC.
July 2025 - Present · 6 mos
Charles Schwab & Co., INC. Broker
July 2025 - Present · 6 mos
Previous Registrations
Ameriprise Financial Services, LLC Broker
May 2024 - July 2025 · 1 yr 2 mos
Ameriprise Financial Services, LLC
May 2024 - July 2025 · 1 yr 2 mos
Schwab Wealth Advisory, INC.
October 2020 - April 2024 · 3 yrs 6 mos
Charles Schwab & Co., INC.
April 2019 - November 2020 · 1 yr 7 mos
Charles Schwab & Co., INC. Broker
April 2017 - April 2024 · 7 yrs
State Registrations11 states
ALCADEFLKYNCNYOHOKTNTX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.