Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
154 advisors
Number of Clients
11,941 clients
Average Client Portfolio
$364K average
Assets Under Management
$4.3B

Fee Structure

LSIA charges an annual fee based on assets under management. The fee schedule varies depending on the program (LAMP or Managed Programs). Fees are charged monthly in advance, based on the previous month-end balance. Fees are negotiable and may vary depending on the services rendered and the client relationship. LSIA also negotiates flat fee compensation structures. Clients pay separately for brokerage charges, custody expenses, and other fees.

Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningEducation PlanningFinancial Planning & CoachingBusiness Owners
Loading...

Advisor Information

Office location

940 N. Industrial Dr., Elmhurst, IL, 60126-1131

Get directions
Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Lasalle St Securities, L.L.C.
October 2021 - Present · 4 yrs 3 mos
Lasalle St. Investment Advisors, L.L.C.
October 2021 - Present · 4 yrs 3 mos
Lasalle St Securities, L.L.C.Broker
October 2021 - Present · 4 yrs 3 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
May 2017 - October 2021 · 4 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker
February 2017 - October 2021 · 4 yrs 8 mos
State Registrations1 state
IL
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Caitlyn Karl - Financial Advisor | AdvisorDiscover