TD
Firm Information
Compensation
N/A
Number of Advisors
6 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified
Fee Structure
Financial Planning:Investment management only
Fees for Research Services are separately negotiated with each institutional client and payable quarterly as invoiced. Additional services may require additional fees. BofAS may receive compensation from other products or services clients use.
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Advisor Information
Office location
11333 Mccormick Rd, Ci Client Services, Hunt Valley, MD, 21031
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Bofa Securities, INC.
November 2025 - Present · 2 mos
Bofa Securities, INC. Broker
November 2025 - Present · 2 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2019 - Present · 6 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 2017 - Present · 8 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker
March 2017 - Present · 8 yrs 10 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.