Ernest Fred Schultz

Gwn Securities INC.

6 Years of Experience

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Firm Information

Gwn Securities INC.

Compensation

Fee-Only (AUM)Fixed/Hourly

Number of Advisors

487 advisors

Number of Clients

37,091 clients

Average Client Portfolio

$98K average

Assets Under Management

$3.7B

Fee Structure

GWN Securities offers various managed account programs with fees based on assets under management. These fees cover the firm's services, and in some cases, a portion is paid to sub-advisers. The FMAX programs have platform fees that vary depending on the program and asset level. Minimum annual platform fees range from $25 to $65 per account. No commissions or 12b-1 fees are earned by GWN Securities on any assets held in advisory accounts with some exceptions.

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Areas of Practice

Investment Management

Advisor Information

Office location

Oceanside, NY

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Regulatory History (2)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Judgment / Lien

November 2010

Judgment / Lien

November 2010

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Other Business ActivitiesSells Insurance

Ernest is a producer/owner at Clarkson Media, a video production company, since 1994, dedicating a few hours per week. He is also a registered representative at Harbor Financial, Inc. and an IAR at Latitude Advisors, LLC, spending nearly full-time hours at each.