Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $1.5M | 1.00% |
| $1.5M - $3.5M | 0.85% |
| $3.5M+ | 0.60% |
Advisory fees and account minimums may be negotiable based upon prior relationships as well as related account holdings. Family members or friends may receive a reduced fee or no fee.
Fee Estimator
Adaptation Financial charges an annual fee based on assets under management. For example, if a household has accounts totaling $2,000,000, the fee percentage would be 0.85%. If the household had accounts totaling $3,600,000, the fee percentage would be 0.60%. Fees are billed quarterly in advance and are negotiable in certain circumstances. The firm does not charge advisory fees on money market fund securities or other cash equivalents held within your portfolio.
Areas of Practice
Advisor Information
Office location
100 Dorchester Square Suite 102, Westerville, OH, 43081
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Johnny is the sole member of 5 Star Capital LLC, established in January 2025, which holds a rental residential property. He spends minimal time on this business activity.