PS
CFP

Patricia Lynn Spies

8 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
633 advisors
Number of Clients
3,251 clients
Average Client Portfolio
$323K average
Assets Under Management
$1.1B

Fee Structure

Financial Planning:Investment management only

This advisor may earn commissions from securities transactions through Private Client Services, LLC, which could be higher or lower than other broker-dealers. These commissions may include those from equity securities, mutual fund 12b-1 fees, mutual fund trail commissions, or direct product sponsor commissions.

Areas of Practice
Investment Management
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Advisor Information

Office location

275 West Third Street, Suite 600, Vancouver, WA, 98660

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Patricia is associated with Johnson Bixby & Associates, LLC, a Registered Investment Advisor (RIA). This activity takes nearly full-time, with a significant portion during trading hours.

Employment History
Current Registrations
Private Client Services, LLC Broker
August 2022 - Present · 3 yrs 5 mos
Johnson Bixby
October 2020 - Present · 5 yrs 3 mos
Previous Registrations
Securities America, INC.Broker
November 2020 - August 2022 · 1 yr 9 mos
Kms Financial Services, INC
January 2018 - November 2020 · 2 yrs 10 mos
Kms Financial Services, INC.Broker
June 2017 - November 2020 · 3 yrs 5 mos
State Registrations7 states
AZCACONVNYORWA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Patricia Lynn Spies - Financial Advisor | AdvisorDiscover