AK
Firm Information
Compensation
Fee-Only (AUM)
Number of Advisors
555 advisors
Number of Clients
5,033 clients
Average Client Portfolio
$50.9M average
Assets Under Management
$256.3B
Fee Structure
Minimum Investment:$50K
This firm manages investments for institutions, pooled investment vehicles, and individual clients. This brochure does not include a specific fee schedule for individual clients. Contact the firm directly for more information on fees.
Areas of Practice
Investment Management
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Advisor Information
Office location
Ibc Building, 500 West 5th Street, 8th Floor, Austin, TX, 78701
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
First Trust Advisors LP
March 2019 - Present · 6 yrs 10 mos
First Trust Portfolios L.P.Broker
March 2019 - Present · 6 yrs 10 mos
Previous Registrations
Charles Schwab & Co., INC.
December 2017 - March 2019 · 1 yr 3 mos
Charles Schwab & Co., INC. Broker
November 2017 - March 2019 · 1 yr 4 mos
State Registrations2 states
ILTX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.