Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1M+ | 0.87% |
Fees may be negotiable on a client-by-client basis.
Fee Estimator
For individual portfolio management, the annual advisory fee is 1.00% on assets up to $1,000,000 and 0.87% on amounts over $1,000,000, billed quarterly in advance. Consulting services are billed at $300 per hour. Financial planning services are offered for a fixed fee ranging from $300 to $1,500 or an hourly fee of $300, depending on complexity. A minimum of $500,000 in assets under management is suggested for individual portfolio management, but this is negotiable. Pension consulting services are charged an annual fee of $1,200, billed quarterly in advance.
Areas of Practice
Advisor Information
Office location
One Park Street, Guilford, CT, 06437
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Charles is an adjunct lecturer at Southern Connecticut State University, teaching an undergraduate marketing course since 2016. This takes about 10-20% of his time, with no hours devoted during trading hours.