JH
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
4 advisors
Number of Clients
7 clients
Average Client Portfolio
$16.1M average
Assets Under Management
$112.8M
Fee Structure
Minimum Investment:$50K
Financial Planning:Investment management only
Emerge earns compensation from distribution fees and investment management revenue as a percentage of the sub-advisor's fee. For the Emerge platform, fees range from 0.25% to 1.00%, plus custody and trading costs. Fees may be negotiable based on account size and the number of accounts. Consulting fees for corporations, pension plans, and non-profits range from 0.25% to 1% depending on size and depth of requirement.
Areas of Practice
Investment Management
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Advisor Information
Office location
500 Pearl Street, Suite 740, Buffalo, NY, 14202
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Emerge Capital Management
August 2021 - Present · 4 yrs 5 mos
Previous Registrations
Morgan Stanley
August 2018 - September 2019 · 1 yr 1 mo
Morgan Stanley Broker
July 2018 - September 2019 · 1 yr 2 mos
James E. Coffey Securities, INC.Broker
June 2017 - August 2017 · 2 mos
State Registrations1 state
NY
Advisor
Exams
No exam information available for this advisor.