AB
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Firm Information

Merrill Lynch, Pierce, Fenner & Smith Incorporated
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Number of Advisors
24628 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

The Program fee is based on the totality of the services and is negotiable depending on a number of factors.

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Areas of Practice
Retirement Planning

Advisor Information

Office location

1111 E Main St, Richmond, VA, 23219

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 2023 - Present · 2 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker
March 2023 - Present · 2 yrs 10 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
March 2022 - February 2023 · 11 mos
Wells Fargo Clearing Services, LLC Broker
February 2022 - February 2023 · 1 yr
State Registrations15 states
DCDEFLKYMDNCNJNYPARISCTNTXVAWV
AdvisorBrokerBoth
Exams
No exam information available for this advisor.