AM
CFP

Allison Modrak

5 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
310 advisors
Number of Clients
26,325 clients
Average Client Portfolio
$953K average
Assets Under Management
$25.1B

Fee Structure

Financial Planning:Included in AUM fee
Minimum Annual Fee:$2,500
Financial Plan Fee:$1,500 - $30,000

Allworth charges management fees for asset management clients in both wrap and non-wrap fee programs, calculated quarterly in advance. These fees are subject to a $2,500 annual minimum and a 2.00% maximum. Financial planning services are billed on a fixed fee basis, ranging from $1,500 to $30,000, depending on complexity and services requested. Qualified retirement plan consulting services have a maximum fee of 1.50% of assets under advisement and a minimum annual fee of $3,500.

Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate Planning
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Advisor Information

Office location

11240 N. Tatum Blvd, Suite 110, Phoenix, AZ, 85028

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Aw SecuritiesBroker
February 2024 - Present · 1 yr 11 mos
Allworth Financial, L.P.
February 2024 - Present · 1 yr 11 mos
Previous Registrations
Northwestern Mutual Investment Services, LLC Broker
May 2022 - February 2024 · 1 yr 9 mos
Northwestern Mutual Investment Services,llc
May 2022 - February 2024 · 1 yr 9 mos
Cliftonlarsonallen Wealth Advisors, LLC
April 2021 - January 2022 · 9 mos
Cliftonlarsonallen Wealth Advisors, LLC Broker
October 2020 - January 2022 · 1 yr 3 mos
Robert W. Baird & CO. Incorporated Broker
June 2020 - October 2020 · 4 mos
State Registrations9 states
AZCAFLIDILORVAWAWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Allison Modrak - Financial Advisor | AdvisorDiscover