AB
Firm Information
Compensation
Fee-Only (AUM)
Number of Advisors
555 advisors
Number of Clients
5,033 clients
Average Client Portfolio
$50.9M average
Assets Under Management
$256.3B
Fee Structure
Minimum Investment:$50K
This firm manages investments for institutions, pooled investment vehicles, and individual clients. This brochure does not include a specific fee schedule for individual clients. Contact the firm directly for more information on fees.
Areas of Practice
Investment Management
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Advisor Information
Office location
9130 Galleria Court, Third Floor, Naples, FL, 34109
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
First Trust Advisors LP
July 2025 - Present · 6 mos
Previous Registrations
Gyroscope Capital Management Group LLC
July 2022 - February 2023 · 7 mos
Cwa Asset Management Group
July 2018 - July 2025 · 7 yrs
State Registrations2 states
ILTN
Advisor
Exams
No exam information available for this advisor.