AT

Alicia Marie Thomas

3 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)
Number of Advisors
422 advisors
Number of Clients
17,838 clients
Average Client Portfolio
$362K average
Assets Under Management
$6.5B

Fee Structure

Minimum Investment:$100K

TDPCW offers managed account programs with a single wrap fee covering investment management and trade execution. The wrap fee varies depending on the selected Managed Account Program. Clients also incur certain fees and expenses, such as SEC transaction fees, disclosed in confirmations and account statements. Cash balances in the Managed Account Program account are subject to the applicable TDPCW Managed Account Program Wrap Fees.

Areas of Practice
Investment Management
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Advisor Information

Office location

194 West Street, Keene, NH, 03431

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Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
February 2020
Final
Financial
October 2019
Final
Other Business Activities

Alicia works as a server at Donovan's, a restaurant/pub, and this activity is not investment-related. The filing does not specify the time commitment.

Employment History
Current Registrations
TD Private Client Wealth LLC
January 2022 - Present · 4 yrs
State Registrations5 states
MANHNJVAVT
Advisor
Exams
No exam information available for this advisor.