KT
Firm Information
Compensation
Fee-Only (AUM)
Number of Advisors
43 advisors
Number of Clients
1 client
Average Client Portfolio
$6.9B average
Assets Under Management
$6.9B
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Advisor Information
Office location
One Bryant Park, New York, NY, 10036
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Guggenheim Funds Distributors, LLC Broker
August 2025 - Present · 5 mos
Guggenheim Investments
August 2025 - Present · 5 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2023 - July 2025 · 1 yr 8 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker
November 2023 - July 2025 · 1 yr 8 mos
Natixis Advisors, LLC
September 2021 - March 2023 · 1 yr 6 mos
Natixis Distribution, LLCBroker
September 2021 - March 2023 · 1 yr 6 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 2020 - August 2021 · 11 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker
July 2020 - August 2021 · 1 yr 1 mo
State Registrations5 states
DEMDNJNYPA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.