Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $50K | 2.00% |
| $50K - $100K | 1.75% |
| $100K - $250K | 1.50% |
| $250K - $500K | 1.20% |
| $500K - $1.0M | 1.00% |
| $1.0M - $2.0M | 0.95% |
| $2.0M - $3.0M | 0.90% |
| $3.0M - $4.0M | 0.85% |
| $4.0M - $5.0M | 0.80% |
| $5M+ | 0.75% |
Fee Estimator
The firm charges a percentage of assets under management for portfolio management and held-away accounts, deducted monthly. For example, the annual fee is 2.00% on the first $50,000. Financial plans are available for a flat fee of $500. The firm also earns commissions from the sale of insurance products.
Areas of Practice
Advisor Information
Office location
1 Wall St, Carlinville, IL, 62626
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
John is a licensed insurance agent selling life, health, critical illness, disability, and long-term care insurance since March 2018. He also co-owns real estate, dedicating minimal time to this business.